II.5             Limited Mind Limits Responsibility
Freedom of the mind is the basic freedom from which all other freedoms originate.
Mental competence, freedom of the mind and action, are preconditions to responsibility. They are a matter of degree and so is responsibility.
An autonomous individual's conscientious thinking is the hallmark of an activity that should precede all decisions and actions that could harm the individual or society.
                                                                  This writer
 
Being autonomous and being liberated is the same thing. . . . [and] autonomy consists of making with open eyes the decisions that give shape to one's life.
                                             Walter A. Kaufmann (1921-80)
 
The concept of autonomy is central to ethics. . . . [and]
There are two aspects to being an autonomous individual:
(a) exercising one's rationality in making decisions and
(b) being free from coercion and constraint both in making
     decisions and in carrying them out.
                                        P. A. Facione and D. Scherer
 
 
A. The Importance of This Topic
B. The Path to Partial Freedom of the Mind:
    From Natural Causality to Human Determined Causality
C. Free Will, Determinism, and Compatibilism
D. Upshot: All Moral Responsibility Is a Matter of Degree
 
 
A.                            The Importance of This Topic
        Freedom is a package deal -- with it comes responsibilities and consequences.
                                                                                                 Anonymous
 
Responsibility denotes the condition of being held liable for one's choices, decisions, or actions usually because they were judged, rightly or wrongly, to be within one's competence and control. Words with nearly the same meaning are: accountability, answerability, blame, culpability, and liability.
     The correct assessment of moral and legal responsibility vitally affects the individual and society. There are mainly three different viewpoints that attempt to make such an appraisal. As explained more fully below: The advocates of free will hold people more, and often excessively, responsible, the defenders of determinism allocate less, and often insufficient, liability. And the proponents of compatibilism claim that the opposing concepts of free will and determinism are actually agreeable because though they are individually wrong, each is also partially right, thus, they are in this sense compatible.
     In sum: The concept of responsibility and its correct assessment is central to social living and its study in the social sciences and social philosophy. Now, lets look at this subject from different perspectives:
  • From the individual's standpoint: A person's appraisal of his own responsibility affects the strength of his feelings about guilt, remorse, and worries about secular and higher judging powers such as those claimed to exist by various ideologies and religions.
  • From society's point of view: The penal system, just distribution of burdens and benefits, legal and moral obligation, merit, and duty all depend on the correct evaluation of responsibility.
  • From a religious perspective: If responsibility for freedom to decide and act is incorrectly assessed, it will have adverse consequences. If too much responsibility is assigned, religions will promote harmful guilt and pernicious punishment. If too little responsibility is assigned, religions will result in injurious permissiveness and rewards for the undeserving.
B.                   The Path to Partial Freedom of the Mind:
            From Natural Causality To Human Determined Causality
Man is different from animals in that he can change the nature of the limitations of his actions by action itself.
                                          Robert Spaemann (b.1927)
 
To understand how the mind's limited capacities reduce moral responsibility of thought, choice, decision, and action, one has to have a grasp of how natural and human causality originated and development over time. The account shows an initially all-determined "mechanical" causality giving birth to a mind-determined "conscious" causality. This human "thinking" causality operates now in addition to the not anymore all-determining "unthinking" natural causality.
  • 13,700 million years ago, from its uncaused beginnings, observed as the Big Bang, the universe evolved, until the appearance of modern humans, entirely by a natural "mechanical" causality. For the macro steps of this development see the "Timeline: Big Bang to Modern Era." For an explanation of the concept causality see Cause and Effect Relationships.
  • 600 million years ago, the first animals, sponges, with no nerve cells and no locomotion appeared. Next came jellyfish that had the first nerve cells (neurons) in the form of a simple net but with no central nervous system, the brain with a spinal cord. And then flatworms evolved with the first rudimentary brain. Also, they had eyespots and the components of both sexes in one individual. For the other steps that led to the human brain see the "Timeline: Evolution of the Brain."
  • 1/5 of a million years ago, a mind-determined "conscious" causality emerged with the appearance of modern humans and their large brains. From there on, at least on Planet Earth, a mind-generated causality operated in addition to a now not anymore all-determining natural or "mechanical" causality. The latest evolutionary part of the brain, an exceptionally large neocortex in humans, facilitated the "emergence" of higher mental functions:
  1. Humans, to a degree, were able to free themselves from the chain of a "mechanical" causality that had governed the existence of everything including the various life forms.
  2. Humans had become aware of themselves as demonstrated by an  individual's self-recognition and conscious experience, as stored in memory, of a distinct, personal identity that is separate from all other people and things. Literally, in humans, the universe had become conscious of itself.
  3. Humans could better communicate, anticipate and plan for the future, and most importantly, they could pass on culture to succeeding generations and form socially advanced societies. See the section The Social Sphere.
  4. The mindless control by hereditary instincts was curtailed because humans could think about their thinking and evaluate the consequences of their actions. The result was moral thinking that allowed them to control, temper, modify, and improve their instincts and emotions.
  5. Intellectual skills evolved as required, for instance, in establishing knowledge, problem solving, and decision making. See the section The Intellectual World.
  6. Humans explanation-demanding, immense curiosity motivated reasoning and thinking. This led to a body of human knowledge as formed by its various branches (see Division of Knowledge by Disciplines). Here Knowledge of ethics is paramount because it governs the codification of morality and law, the rules of behavior.
Although the partial liberation from hereditary instincts allows partial freedom of the mind, this freedom is not a reflex action but requires volitional, conscious thought. Analogous with thinking, one mentally acute observer explains:  
  • Reason is the faculty that identifies and integrates the material provided by man's senses.

  • It is a faculty that man has to exercise by choice. Thinking is not an automatic function.

  • In any hour and issue of his life, man is free to think or to evade that effort.

  • Thinking requires a state of full, focused awareness. The act of focusing one's consciousness is volitional.

  • Man can focus his mind to a full, active, purposefully directed awareness of reality - or he can unfocus it and let himself drift in a semiconscious daze, merely reacting to any chance stimulus of the immediate moment, at the mercy of his undirected sensory-perceptual mechanism and of any random, associational connections it might happen to make.

                                                        

                                                                 Ayn Rand (1905-82, my bullets)

 

 

     Ayn Rand was a novelist and philosopher. She called her philosophical system “objectivism.” It made valuable contributions to the theory of knowledge and reasoning. However, as she claimed, laissez-faire capitalism (a predatory form of capitalism) and egoism does not logically and factually follow from objectivism. She stated, "I am not primarily an advocate of capitalism, but of egoism; and I am not primarily an advocate of egoism, but of reason. If one recognizes the supremacy of reason and applies it consistently, all the rest follows" (Rand, Ayn, September 1971: "Brief Summary". The Objectivist 10 (9): 1). And she rejects one of the noblest virtues when she writes: “If any civilization is to survive, it is the morality of altruism that men have to reject.” This writer finds her social philosophy repugnant because it provides antisocial justifications for a few who gain more freedom and well being at the expense of the many.

C.               Free Will, Determinism, and Compatibilism

 
1. The Belief in Free Will is Widely Accepted
2. Free Will, a Scientific Evaluation
3. Strong or Hard Determinism is a Minority Position
4. Compatibilism, the Verifiable from Free Will and Determinism

1.                   The Belief in Free Will is Widely Accepted

Though our character is formed by circumstances, our own desires can do much to shape those circumstances; and what is really inspiriting and ennobling in the doctrine of free will is the conviction that we have real power over the formation of our own character; that our will, by influencing some of our circumstances, can modify our future habits or capabilities of willing.
                                                       John Stuart Mill (1806-73)
 
Free will or freedom of the will is the power, capacity, or freedom of decision or of choice between alternatives and it includes forming or modifying such alternatives. Words that express a like meaning are volition, free choice, power of choice, willingness, intention, purpose, voluntary decision, unrestrained will. Concepts meaning the opposite of free will are determinism, compulsion, unwillingness. In other words, free will, is the freedom of the will to choose a course of action without external coercion but in accordance with, or as determined by, the acquired ideals or moral outlook of the individual. From this it follows that determinism is an essential ingredient of the concept of free will. Hence, free will does not mean capability of willing in the absence of all motive, or of arbitrarily choosing anything whatever. It is hoped that humans, being rational beings, are attracted by the true, the good, and the beautiful. Here are the reasons why most people believe in a strong version of free will:
  • because there is a strong subjective experience of freedom when one makes a choice, for a person has a conscious image of an objective, a conscious desire to achieve it, and awareness of how to achieve it.
  • because there is the intuition that our will is a faculty distinct from our desires, and that it is not a mere passive thing.
  • because the universal assumption of responsibility for personal actions that underlies the concepts of law, reward, punishment, and incentive.
  • because of sentiments of guilt and remorse.
  • because of the world religions that explain human suffering as self-inflicted on account of "original sin" by our earliest ancestors in the Judeo-Christian-Islamic tradition, and on account of transgressions in a prior life in the Eastern dharma-karma religions.
  • because we are also conscious that if our desires act powerfully upon our will, our will can in its turn act upon our desires. We can strengthen the natural powers of our will by steadily exerting it. We can diminish the intensity of our desires by habitually repressing them; we can alter, by a process of mental discipline, the whole symmetry of our passions, deliberately selecting one class for gratification and for development, and crushing and subduing the others.
And because like Mill above, other well-known philosophers claim:
Man is condemned to be free; because once thrown into the world, he is responsible for everything he does.
                                                         Jean-Paul Sartre (1905-1980)
 
Man is a being with free will; therefore, each man is potentially good or evil, and it's up to him and only him (through his reasoning mind) to decide which he wants to be.
                                                                     Ayn Rand (1905-82).
 
Practical reason demands that we believe in God, freedom [of the will], and immortality.
                                                      Immanuel Kant (1724-1804)
     But there are some philosophers who think differently:
Men are deceived if they think themselves free [from determining experiences], an opinion which consists only in this, that they are conscious of their actions and ignorant of the causes by which they are determined.
                                                    Baruch Spinoza (1632-1677)
 
We should not ask whether our will is free, but whether we are free.
                                                          John Locke (1632-1704)
 
Life is like a game of cards. The hand you are dealt is determinism; the way you play it is free will.
                                                   Jawaharlal Nehru (1889-1964)
 
Freedom implies determinism, rather than being incompatible with it, because to be free is to determine one’s own destiny. A free act is not uncaused but is caused in a certain way—it is the outcome of deliberate choice.
                                                       Abraham Kaplan (1918-93)
 
 
2.                        Free Will, a Scientific Evaluation
One philosopher who appears to have it right is Friedrich Engels (1820-95). He concisely sums up his observations and what follows from it (my emphasis):  
The freer a man's judgment is in relation to a definite question, the greater is the necessity with which the content of this judgment will be determined; while the uncertainty, founded on ignorance, which seems to make an arbitrary choice among many different and conflicting possible decisions, shows precisely by this that it is not free, that it is controlled by the very object it should itself control. Freedom therefore consists in the control over ourselves and our external nature, a control founded on natural necessity; it is therefore necessarily a product of historical development.
 
Freedom does not consist in the dream of independence from natural laws, and in the possibility this gives of systematically making them work toward definite ends. This holds good in relation both to the laws of external nature and to those which govern the bodily and mental existence of men themselves--two classes of laws which we can separate from each other at most only in thought but not in reality. Freedom of the will therefore means nothing but the capacity to make decisions with knowledge of the subject.
 
Engels was the intellectual companion of Karl Marx. Engels emphasized the scientific, positivist part in their joint theories, which he compared with those of Darwin. From Hegel (1770-1831) he accepted the doctrine that objective contradictions exist in reality. Engels called it “the law of the interpenetration of opposites.” For example, ancient Greek democracy penetrated its opposite, Greek slavery—Athens was both a democratic and a slave society. A modern example is the United States of America. According to its Constitution, it is a strictly secular society. However, in reality it is also strongly influenced by the Judeo-Christian tradition as, for instance, the current (2010) make-up of the highest court suggests—six Catholics (watch out democracy and woman's rights) and three Jews. And since there is no escape from the influences of one’s biography, the judge’s religious beliefs, though tempered by the Constitution, will influence their decisions.
 
3.           Strong or Hard Determinism is a Minority Position
There once was a man who said 'Damn
It is borne in upon me I am
An engine that moves
In predestinate grooves;
I'm not even a bus, I'm a tram.'
                                                                   M. E. Hare
 
The strong or hard version of determinism holds that all events, including one's choices of action and moral choices, are completely determined by previously existing causes that preclude free will and the possibility that humans could have acted otherwise.
     The mathematician and astronomer Marquis Pierre-Simon de Laplace (1749-1827) explained determinism as follows: The present state of the universe is the effect of its previous state and the cause of the state that follows it. If a mind, at any given moment, could know all of the forces operating in nature and the respective positions of all its components, it would thereby know with certainty the future and the past of every entity, large or small. It follows for Laplace that unerring knowledge of its future is also possible.
 
     Fatalism is the religious version of hard determinism. It is the belief that all events are determined by fate and, therefore, inevitable. Words that express nearly the same meaning are: resignation, passivity, submission to the inevitable, inexorable necessity, and predestination. Omar Khayyam (1048-1123) expressed this concept in a two liner:
And the first Morning of Creation wrote
What the Last Dawn of Reckoning shall read.
                                        
     Soft determinism strives to defend its theory as compatible with moral responsibility by saying, for example, that evil results of certain actions can be foreseen, and this in itself imposes moral responsibility and creates a deterrent external cause that can influence actions. So, this concepts, as we shall see, moves in the direction of compatibilism.
     Indeterminism, though not denying the influence of behavioral patterns and certain extrinsic forces on human actions, insists on the reality of free choice; hence, it moves in the direction of or is identical with free will..
 
4.     Compatibilism, the Verifiable from Free Will and Determinism
Decisions made under conditions of freedom is a matter of how the choice is made, and by whom. There is a difference between an autonomous person, subject to one’s own thinking, and a heteronomous person, subject to the thinking by another.
                                                                            This writer
 
Compatibilism, as often defined, is the belief that free will and determinism are compatible concepts. That is, they can exist together without contradictions, which means that one can believe in both without being logically inconsistent. People who hold this belief are often described as compatibilists. This statement is not quite correct, because as already mentioned above, compatibilism claims that the opposing concepts of free will and determinism are somewhat agreeable because though they are individually wrong, each is also partially right; thus, they are in this sense compatible. We get it right when we extract the verifiable from the concepts of free will and determinism.
     Part of determinism is scientifically correct when it claims that every effect is preceded by a sufficient cause. And the same applies to the mind, for as Paul Rée (1849-1901) asserts:
Every act of will is in fact preceded by a sufficient cause. Without such a cause the act of will cannot occur; and, if the sufficient cause is present, the act of will must occur.
For a more detailed explanation of the connection between "act" and "cause, see Cause and Effect Relationships. However, in connection with one's choices, decisions, and actions, this relationship becomes that between "conduct and result." That is to say, this latter relationship connects conduct with the responsibility for a wrongful act that results in harmful consequences. It should be noted that causation is only applicable where a result has been achieved and therefore is immaterial with regards to the early stages of offenses such as planning and intend.
     Part of free will is scientifically correct when it claims that the individual's mind is partially free and therefore partially responsible for the consequences of its conduct. This is correct because hard determinism has it wrong when it claims that there is no or little responsibility on account of the law of cause and effect that forms an unbroken series going back to the Big Bang. For as we have seen above, this natural, unthinking causality eventually yielded a human through-thinking-determined causality. Hence, not at the time when the decision is made but prior to it, the individual has some control over the formation of causes. From this follows that people can be held morally responsible only to the extent that they had the freedom, ability, and opportunity to acquire the determining factors.

D.             Upshot: All Responsibility Is a Matter of Degree
We cannot break free from the context of competing scenarios in which our thoughts and decisions arise, but we can shape the context by adding knowledge, crucial concepts, and intellectual skills to make the right scenario more competitive thus being selected.
                                                                             This writer
                                                                           
Concerning responsibility for the consequences of one's choices, decisions, and actions:
  1. Fully responsible would be a being when its capacity to know, to have foresight, and to act has no limitations. This individual would be completely autonomous or self-governing. However, as far as we know such an all-knowing and all-powerful individual exists only as an ideal. The strong version of free will moves in this direction.
  2. Partially responsible would be those whose ability to act responsibly is reduced by their mind's limitations or their limitation to act freely. Responsibility would depend on:
    a. their capacity of knowing and acting freely at the time of conduct,
    b. their prudence exercised in taking advantage of the opportunities
        to acquire these capacities prior to conduct,
    c. their capacity for prudence, that is, the ability of exercising sound
       judgment in matters of managing one's own and society's interest.
    The correct version of compatibilism, which is internally consistent and coherent, explains and supports this position.
  3. Entirely not responsible would be beings whose decisions and actions are completely determined by prior events over which they have no control. For example, the seriously mentally challenged and probably all animals fall into this group. The strong version of determinism moves in this direction.
  4. The above exhausts all possibilities. The "fully responsible" do not exist, the "entirely not responsible" are wholly blameless, and only the "partially responsible" are liable.
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Conclusion: On account of their limited capacity to think and to act, all human
                  responsibility is never absolute but always a matter of degree.
Concerning punishment--It is apparent that human free will is very limited on account of moderate mental abilities and the fact that behavior is largely determined by circumstances over which the individual has little or no control. If this is correct, then rehabilitation of offenders and protection from those who are incorrigible would make sense, while most or probably all punishments would be senseless because they are cruel and serve no purpose other than satisfying the primitive instinct for revenge. Wrong so it is, the whole of human society and its legal system continuous to be based on the implicit assumption of a strong version of free will and therefore the excessive assumption of the freedom of moral choices.